Compliapps is a software solution that brings everything GRC in one place
Any company that has a Governance, Risk or Compliance need
Cassapps combines your cass matrix, rules, risks and controls into a central digital platform
Any firm that has to comply with CASS regulations
Pensionapps automates your own risk assessment and governance in a central platform
Any pension fund that needs to comply with the new code of practise
Compliapps is a software solution that brings everything GRC in one place.
Any company that has a Governance, Risk or Compliance need
Automate Your ‘Own Risk Assessment’
3D linked view of your pension rules, risks, controls, and affirmations
Pre-meeting packs, digital meeting attestations, follow up tasks and reminders
Excel is NOT a database! Everything compliance in one place. Secure indelible record of staff actions. Easily exportable for MI
Digitise your Own Risk Assessment, track risks, controls and evidence actions
TPR new codes digitised. Log rules you’re following and mark up risks and control actions
Digital winding down resolution pack with key documents such as client accounts, providers etc.
Setup committees, meetings, push out pre meeting packs. Log attendance and send out meeting notes for attestation
Create ad-hoc reminders to colleagues to complete compliance tasks. Monitor personal, company and all staff tasks
Create ad-hoc reminders to colleagues to complete compliance tasks. monitor personal, company and all staff tasks
Organise and centralise your firm’s Compliance Monitoring Plan. Remove the need for paper-based tasks, replace spreadsheets
Store company registers digitally. workflows around permissions of acceptance. i.e. conflicts of interest, breaches etc.
Periodic staff affirmations can be automated and reminders sent at key dates
Create approval workflows around things like breaches, COI and other items which need sign-off or oversight
Report on any item within the system and export to Excel/PDF etc. Audit ready evidence or MI reporting
Upload the regulation sections applicable to your business with our data feed direct from the regulator
Map out applicable rules and guidance into our controlled data environment
Identify any potential risk breaches applicable to your organisation
Create control measures for risk mitigation
Set up attestations, reminders, monitoring schedules, registers, breaches workflows, document sign-offs and many other tasks within the system
Easily generate reports on any data item within the platform. View dashboards of outstanding control items. Risk reports, breach reports and many other reports are easily accessible
One single source of rules, risks, controls and evidence in an easy to access cloud platform
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Hedge Fund
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Investment Manager
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Retail Broker
SaaS software with no commitment or contract. Free set up and installation.