Cassapps
CASS & E-money compliance
Why use Cassapps?
Digital CASS Control Matrix
3D linked view of your applicable CASS rules, risks, controls, and affirmations
Task Automation
Digitise your CASS affirmations and monitoring plan. Workflows around breaches logging
Replace Excel Digital Resolution Pack
Excel is NOT a database! Everything CASS compliance in one place. CASS 10 RP pack easily exportable and changes logged for auditors
Core CASS Apps
CASS Matrix
Digital CASS control matrix. 3D view of your applicable CASS rules, risks, controls, affirmations and monitoring
CASS Rule Book
All CASS chapters updated monthly from the FCA handbook. Keep track of new rules and guidance
Resolution Packs
CASS 10 digital resolution pack. Audit ready tracking of changes. Export to an offline website at the click of a button
Optional Add-ons
Automated Reconciliations
Designed as a cost effective solution for small to medium size firms that may not need a large expensive enterprise matching system
Trainer
Develop your own training courses with exams and certification in our Learning Management System
Open Registers
Key Information that needs to be stored but may change like a conflicts of interest register. All changes auditable
How it Works
1
Control matrix upload
Upload the regulation sections applicable to your business with our data feed direct from the regulator
2
Rules and Guidance
Map out applicable rules and guidance into our controlled data environment
3
Risks identified
Identify any potential risk breaches applicable to your organisation
4
Controls setup
Create control measures for risk mitigation
System overview
Cassapps Use Cases
Client Asset Compliance & Audit CASS Software
Cassapps is a digital CASS control matrix providing audit-ready evidence of CASS rule compliance designed for UK Client Money and Asset rules (CASS), and Client Asset Requirements (CAR) in Ireland
Over 250 companies use our platforms globally
Feedback from our clients
Hedge Fund
CO
Hedge Fund
Investment Manager
CO
Investment Manager
Retail Broker
CO
Retail Broker
Book a demo
SaaS software with no commitment or contract. Free set up and installation.
