Cassapps Use Cases

Client Asset Compliance & Audit CASS Software

Cassapps is a digital CASS control matrix providing audit ready evidence of CASS rule compliance designed for UK Client Money and Asset rules (CASS), and Client Asset Requirements (CAR) in Ireland.

Import and monitor the latest CASS rules directly from the regulators FCA handbook which is updated on a monthly basis.

Map your risks then assign controls for mitigation setup your digital  Client Asset Management Plan (CAMP). Build out a resolution pack and have everything compliance in one easily accessible place.

Integrate CASS compliance into your everyday actions with staff tasks, affirmations and reminders.

Manage breaches, document sign offs and many other work flows.

Evidence

Collect evidence of clear CASS rule compliance. Time stamped user actions of affirmations, document uploading, breach handling and many other tasks. Be audit ready any time with a comprehensive MI reporting framework.

Solution Overview

  • Do away with spreadsheets and emails. Single controlled environment for CASS
  • Adopt CASS into your staff’s everyday actions, regular reminders to staff for compliance actions. Affirmations for tasks and responsibilities.
  • Single platform to hold all CASS related items.
  • Read only logins for auditors
  • Can be hosted on our cloud or your internal company infrastructure.
  • Full audit trail, time stamps, user change logs
  • CASS document repository with review and attestation tasks.